Government Notices Respecting Corporations
Certificate of Dissolution
Notice Is Hereby Given that a certificate of dissolution under the Business Corporations Act, has been endorsed. The effective date of dissolution precedes the corporation listings.
Date |
Name of Corporation |
Ontario Corporation Number |
---|---|---|
2001-3-2 |
Newton Brothers Fur Farm Limited |
492596 |
2001-3-5 |
Dash-Link Inc. |
1116933 |
2001-3-5 |
Francois Menard Enterprises Ltd. |
1063088 |
2001-3-5 |
R. & B. Menard Limited |
258386 |
2001-3-5 |
Westmoor Construction Limited |
996144 |
2001-3-5 |
859211 Ontario Inc. |
859211 |
2001-3-5 |
1248127 Ontario Limited |
1248127 |
2001-3-6 |
Animal Factory Limited |
1018384 |
2001-3-6 |
Tonsil Productions Inc. |
1180187 |
2001-3-6 |
705408 Ontario Inc. |
705408 |
2001-3-7 |
Computers Dot Com Inc. |
1194314 |
2001-3-7 |
Graham, Macalpine And Associates Inc. |
1269780 |
2001-3-7 |
Marquessa Investments Limited |
225808 |
2001-3-7 |
1094414 Ontario Limited |
1094414 |
2001-3-8 |
Am Ebenhardt Real Estate Ltd. |
818073 |
2001-3-8 |
E.J. Van Neste Industrial Management Contractor Inc. |
936345 |
2001-3-8 |
Ian M. Galbraith & Associates Limited |
927758 |
2001-3-8 |
Jim Marlow’s Auto Repairs Inc. |
956339 |
2001-3-8 |
Williamsport Drive Limited |
746096 |
2001-3-8 |
593824 Ontario Limited |
593824 |
2001-3-8 |
702791 Ontario Limited |
702791 |
2001-3-8 |
744837 Ontario Limited |
744837 |
2001-3-9 |
Coughlin Motors Limited |
343641 |
2001-3-9 |
Gourmet Farms Limited |
210392 |
2001-3-9 |
Kent Hardware (Kingston) Limited |
114916 |
2001-3-9 |
New Sonic Technical Ltd. |
1310655 |
2001-3-9 |
Sanlee Variety Limited |
496549 |
2001-3-9 |
795990 Ontario Limited |
795990 |
2001-3-20 |
A. S. & R. Plumbing And Home Improvement Limited |
291525 |
2001-3-22 |
Kara Jewel Flowers & Tropical Plants Inc. |
789328 |
2001-3-22 |
Sealey Tunis & Associates Ltd. |
737143 |
2001-3-22 |
William Hood Limited |
117882 |
2001-3-22 |
2 Arrows Computer Co. Ltd. |
1186028 |
2001-3-29 |
Toplac Construction Co. Ltd. |
399432 |
2001-3-29 |
370040 Ontario Limited |
370040 |
2001-3-30 |
Asmc Landscape Design Specialist Inc. |
1091755 |
2001-3-30 |
Bulk Auto Fluids Ltd. |
1185487 |
2001-3-30 |
Formil Equipment Inc. |
824226 |
2001-3-30 |
Max Shaker Consultants Inc. |
1066330 |
2001-3-30 |
P. D. Oswald Inc. |
404703 |
2001-3-31 |
1060056 Ontario Limited |
1060056 |
2001-4-2 |
Bodypower Inc. |
1019246 |
2001-4-2 |
Dalhousie Square Development (Ottawa) Ltd. |
902600 |
2001-4-2 |
O’Hara Equipment Inc. |
1096830 |
2001-4-2 |
Perfect Beauty Salon Ltd. |
1133725 |
2001-4-2 |
The Sawle Syndicate Limited |
1386336 |
2001-4-2 |
Trikim Arts Inc. |
1130379 |
2001-4-2 |
415 Danforth Realty Limited |
96858 |
2001-4-2 |
1341013 Ontario Inc. |
1341013 |
2001-4-3 |
Fine Art Acquisitions Corp. |
1174861 |
2001-4-3 |
Jyk Consulting Inc. |
995293 |
2001-4-3 |
Lorimar Distribution International (Canada) Corporation |
468398 |
2001-4-3 |
Nixon Real Estate Limited |
310007 |
2001-4-3 |
Professional Boxing Partnership No. 1, Inc. |
1364806 |
2001-4-3 |
386937 Ontario Limited |
386937 |
2001-4-3 |
517407 Ontario Inc. |
517407 |
2001-4-3 |
844583 Ontario Limited |
844583 |
2001-4-4 |
A To Z Truck Parts Inc. |
1177350 |
2001-4-4 |
C-Far Consulting Inc. |
1202398 |
2001-4-4 |
Eastarose Ontario Limited |
338094 |
2001-4-4 |
S.A.I.P.A. Auto Centre Inc. |
1314620 |
2001-4-4 |
Success Tutorial School Inc. |
1137265 |
2001-4-4 |
1268786 Ontario Inc. |
1268786 |
2001-4-4 |
1268801 Ontario Inc. |
1268801 |
2001-4-4 |
1440011 Ontario Inc. |
1440011 |
2001-4-5 |
Bradden Holdings Limited |
404046 |
2001-4-5 |
G.A.N. Ontario Ltd. |
1309240 |
2001-4-5 |
Paradise Homes Woodbine Inc. |
802803 |
B. G. Hawton
Director (A), Companies Branch
16/01
Notice of Default in Complying with the Corporations Tax Act
The Director has been notified by the Minister of Finance that the following corporations are in default in complying with the Corporations Tax Act.
Notice Is Hereby Given under subsection 241 (1) of the Business Corporations Act, that unless the corporations listed hereunder comply with the requirements of the Corporations Tax Act within 90 days of this notice, orders will be made dissolving the defaulting corporations. All enquiries concerning this notice are to be directed to Corporations Tax Branch, Ministry of Finance, 33 King Street West, Oshawa, Ontario L1H 8H6.
Number |
Name of Corporation |
Ontario Corporation Number |
---|---|---|
1 |
Precision Pad Printing Inc. |
1101624 |
2 |
1022347 Ontario Ltd. |
1022347 |
B. G. Hawton
Director (A), Companies Branch
16/01
Ontario Securities Commission
Ontario Securities Commission Rule 41-502
Prospectus Requirements For Mutual Funds
Table Of Contents
Part 1 Interpretation And Application
-
- Interpretation
- Application
Part 2 Application Of Rule 41-501 General Prospectus Requirements
-
- Application to a Prospectus Prepared in accordance with Form 15 or Form 45
- Application to a Simplified Prospectus and Annual Information Form Prepared under National Instrument 81-101
Part 3 Application Of National Instrument 41-101 Prospectus Disclosure Requirements
-
- Application to a Prospectus Prepared in accordance with Form 15
- Application to a Prospectus Prepared in accordance with Form 45
- Application to a Simplified Prospectus and Annual Information Form Prepared under National Instrument 81-101
Part 4 General Requirements For A Prospectus Prepared In Accordance With Form 15 Or Form 45
-
- General Requirements for a Prospectus Prepared in accordance with Form 15 or Form 45
Part 5 Financial Statements In A Prospectus
-
- Application
- Financial Statements in a Prospectus
- Form and Contents of Financial Statements
- Audit Requirement for Financial Statements
- Exception to Audit Requirement for Interim Financial Statements
- Exception to Audit Requirements for Financial Statements in a Pro Forma Prospectus
Part 6 Non-Canadian Manager
-
- Non-Canadian Manager
Part 7 Additional Filing And Delivery Requirements For A Mutual Fund That Prepares A Prospectus In Accordance With Form 15 Or Form 45
-
- Application
- Interpretation
- Additional Filing and Delivery Requirements for a Preliminary Prospectus
- Additional Filing and Delivery Requirements for a Pro Forma Prospectus
- Additional Filing and Delivery Requirements for a Prospectus
- Additional Filing and Delivery Requirements for an Amendment to a Prospectus
- Material Contracts
Part 8 Additional Filing And Delivery Requirements For A Mutual Fund That Prepares A Simplified Prospectus And Annual Information Form Under National Instrument 81-10110
-
- Application
- Interpretation
- Additional Filing and Delivery Requirements for a Preliminary Simplified Prospectus
- Additional Filing and Delivery Requirements for a Pro Forma Simplified Prospectus
- Additional Filing and Delivery Requirements for a Simplified Prospectus
- Additional Filing and Delivery Requirements for an Amendment to a Simplified Prospectus
Part 9 Prospectus Under Section 63 Of The Act
-
- Prospectus under Section 63 of the Act
Part 10 Exemption From Subsection 81(2) Of The Act
-
- Exemption from Subsection 81(2) of the Act
Part 11 Exemption
-
- Exemption
- Evidence of Exemption
Part 12 Effective Date
-
- Effective Date
Ontario Securities Commission Rule 41-502
Prospectus Requirements For Mutual Funds
Part 1 Interpretation And Application
-
- Interpretation
- In this Rule
“material contract” means, for a mutual fund, a document that the mutual fund would be required to list in an annual information form under Item 16 of Form 81-101F2 Contents of Annual Information Form if the mutual fund filed a simplified prospectus under National Instrument 81-101 Mutual Fund Prospectus Disclosure;
“mutual fund” includes a scholarship plan; and
“personal information” means, for a mutual fund, information describing the full name, position with or relationship to the mutual fund or its manager, names and address of employer, full residential address, date and place of birth and citizenship, for
- each director or officer of the mutual fund;
- each promoter of the mutual fund, or if the promoter is not an individual, for each director and officer of the promoter; and
- each director or officer of the manager of the mutual fund.
- Terms defined in National Instrument 81-101 or National Instrument 81-102 Mutual Funds and used in this Rule have at any time the respective meanings ascribed to them in that National Instrument.
- In this Rule, “prospectus” does not include a simplified prospectus under National Instrument 81-101.
- In this Rule
- Application - A pro forma and a preliminary prospectus of a mutual fund shall comply with the requirements of this Rule that relate to a prospectus.
- Interpretation
Part 2 Application Of Rule 41-501 General Prospectus Requirements
-
- Application to a Prospectus Prepared in accordance with Form 15 or Form 45 - The following provisions of Rule 41-501 are the only provisions of that rule that apply to a prospectus that is prepared in accordance with Form 15 or Form 45:
- sections 2.1 and 2.8.
- Part 3.
- sections 9.1, 9.3 and 9.4.
- sections 12.2 and 12.3.
- sections 13.4, 13.5, 13.6, 13.7, 13.8 and 13.9.
- Part 14.
- Part 15, as it relates to the sections and Parts listed in this section.
- Application to a Simplified Prospectus and Annual Information Form Prepared under National Instrument 81-101 - The following provisions of Rule 41-501 are the only provisions of that rule that apply to a simplified prospectus and annual information form prepared under National Instrument 81-101:
- sections 2.1 and 2.8.
- sections 12.2 and 12.3.
- sections 13.4, 13.5, 13.8 and 13.9.
- Part 14.
- Part 15, as it relates to the sections and Part listed in this section.
- Application to a Prospectus Prepared in accordance with Form 15 or Form 45 - The following provisions of Rule 41-501 are the only provisions of that rule that apply to a prospectus that is prepared in accordance with Form 15 or Form 45:
Part 3 Application Of National Instrument 41-101 Prospectus Disclosure Requirements
-
- Application to a Prospectus Prepared in accordance with Form 15 - The following provisions of National Instrument 41- 101 are the only provisions of that national instrument that apply to a prospectus that is prepared in accordance with Form 15:
- Part 1.
- sections 2.1 and 2.2.
- section 4.1.
- Part 5, as it relates to the sections and Part listed in this subsection.
- Application to a Prospectus Prepared in accordance with Form 45 - The following provisions of National Instrument 41- 101 are the only provisions of that national instrument that apply to a prospectus that is prepared in accordance with Form 45:
- Part 1.
- sections 2.1 and 2.2.
- Part 5, as it relates to the sections and Part listed in this subsection.
- Application to a Simplified Prospectus and Annual Information Form Prepared under National Instrument 81-101 - National Instrument 41-101 does not apply to a simplified prospectus prepared under National Instrument 81-101.
- Application to a Prospectus Prepared in accordance with Form 15 - The following provisions of National Instrument 41- 101 are the only provisions of that national instrument that apply to a prospectus that is prepared in accordance with Form 15:
Part 4 General Requirements For A Prospectus Prepared In Accordance With Form 15 Or Form 45
-
- General Requirements for a Prospectus Prepared in accordance with Form 15 or Form 45 - A prospectus of a mutual fund prepared in accordance with Form 15 or Form 45
- shall present disclosure in a manner that is understandable to readers and in an easy to read format;
- shall be prepared using plain language;
- shall provide clear and concise explanations for technical terms;
- for information that is required to be disclosed on a specific date, shall update that information if there has been a material or significant change in the required information since the specific date; and
- need not make reference to inapplicable items and may, unless otherwise required in the applicable Form, omit negative answers to items.
- General Requirements for a Prospectus Prepared in accordance with Form 15 or Form 45 - A prospectus of a mutual fund prepared in accordance with Form 15 or Form 45
Part 5 Financial Statements In A Prospectus
-
- Application - This Part applies only to a prospectus prepared in accordance with Form 15 or Form 45.
- Financial Statements in a Prospectus
- A prospectus of a mutual fund shall contain
- the financial statements of the mutual fund
- for its last completed financial year if those financial statements have been, or were required under the Act to have been, filed; or
- for the preceding financial year if the financial statements for the last completed financial year have not been, and have not yet been required under the Act to have been, filed; and
- the financial statements of the mutual fund for the six month period that began immediately after the financial year to which the annual financial statements required to be included in the prospectus under paragraph (a) relate, if those six month financial statements have been, or have been required under the Act to have been, filed.
- the financial statements of the mutual fund
- Despite subsection (1), a prospectus of a mutual fund that has been in existence for less than one financial year shall contain
- the balance sheet of the mutual fund dated the date of inception of the mutual fund; and
- financial statements of the mutual fund for the period commencing with the beginning of the first financial year and ending six months before the date on which that financial year ends, if those financial statements have been, or have been required to have been, filed.
- Despite subsection (1), a prospectus of a mutual fund that has been in existence for one financial year or more but that has not previously offered securities under a prospectus shall contain
- the financial statements of the mutual fund
- for its last completed financial year, or
- for the preceding financial year if the prospectus is filed 140 days or less after the end of the last completed financial year; and
- the financial statements of the mutual fund for the six month period that began immediately after the financial year to which the annual financial statements required to be included in the prospectus under paragraph (a) relate, if the prospectus is filed 60 days or more after the end of that six month period.
- the financial statements of the mutual fund
- A prospectus of a mutual fund shall contain
- Form and Contents of Financial Statements - The financial statements referred to in section 5.2 shall comply with Part IV of the Regulation.
- Audit Requirement for Financial Statements – Financial statements included in a prospectus of a mutual fund shall be accompanied by an auditor’s report without a reservation of opinion.
- Exception to Audit Requirement for Interim Financial Statements - Despite section 5.4, a mutual fund may omit from its prospectus an auditor’s report for interim financial statements required to be included under section 5.2.
- Exception to Audit Requirements for Financial Statements in a Pro Forma Prospectus - Despite section 5.4, a mutual fund may omit from a prospectus an auditor’s report for the financial statements included in a pro forma prospectus.
Part 6 Non-Canadian Manager
-
- Non-Canadian Manager - A prospectus of a mutual fund, the manager of which is incorporated, continued or otherwise organized under the laws of a foreign jurisdiction or resides outside of Canada, shall include the following on one of its first three pages or under a separate heading elsewhere with bracketed information completed:
The manager is incorporated, continued or otherwise governed under the laws of a foreign jurisdiction or resides outside of Canada. Although the manager has appointed [name and address of agent for service] as its agent for service of process in Ontario it may not be possible for investors to collect from the manager judgments obtained in courts in Ontario.
- Non-Canadian Manager - A prospectus of a mutual fund, the manager of which is incorporated, continued or otherwise organized under the laws of a foreign jurisdiction or resides outside of Canada, shall include the following on one of its first three pages or under a separate heading elsewhere with bracketed information completed:
Part 7 Additional Filing And Delivery Requirements For A Mutual Fund That Prepares A Prospectus In Accordance With Form 15 Or Form 45
-
- Application - This Part applies only to a mutual fund that prepares a prospectus in accordance with Form 15 or Form 45.
- Interpretation
- Despite section 1.2, the requirements of this Part relating to the filing of a prospectus do not apply to the filing of a pro forma prospectus or a preliminary prospectus.
- The filing and delivery requirements contained in this Part are in addition to any other filing and delivery requirement imposed by securities legislation.
- Additional Filing and Delivery Requirements for a Preliminary Prospectus
- A mutual fund that files a preliminary prospectus shall file the following with the preliminary prospectus:
- a signed copy of the preliminary prospectus.
- if the manager of the mutual fund is incorporated, continued or organized under the laws of a foreign jurisdiction or resides outside of Canada, a submission to the jurisdiction and appointment of an agent for service of process of the manager of a mutual fund in Form 41-501F4.
- A mutual fund that files a preliminary prospectus shall deliver the following to the Commission with the preliminary prospectus:
- any personal information for the mutual fund that has not been previously delivered to the Commission in connection with a prospectus of another mutual fund managed by the manager.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to i this subsection.
- a copy of all material contracts of, and drafts of material contracts intended to be of, the mutual fund.
- a signed letter to the Commission from the auditor of the mutual fund prepared in accordance with the form suggested for this circumstance by the Handbook, if a financial statement of the mutual fund included in the preliminary prospectus is accompanied by an unsigned auditor’s report.
- A mutual fund that files a preliminary prospectus shall file the following with the preliminary prospectus:
- Additional Filing and Delivery Requirements for a Pro Forma Prospectus
- A mutual fund that files a pro forma prospectus shall file the following with the pro forma prospectus:
- a copy of any material contract of the mutual fund, and a copy of any amendment to a material contract of the mutual fund not previously filed.
- if the manager of the mutual fund is incorporated, continued or organized under the laws of a foreign jurisdiction or resides outside of Canada, a submission to the jurisdiction and appointment of an agent for service of process of the manager of a mutual fund in Form 41-501F4, if it has not already been filed.
- A mutual fund that files a pro forma prospectus shall deliver the following to the Commission with the pro forma prospectus:
- a copy of the pro forma prospectus, blacklined to show changes and the text of deletions from the latest prospectus previously filed.
- any personal information for the mutual fund that has not been previously delivered to the Commission in connection with a prospectus filing of the mutual fund or another mutual fund managed by the manager.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to in this section.
- a copy of a draft of each material contract of the mutual fund, and a copy of each draft amendment to a material contract of the mutual fund, in either case not yet executed but proposed to be executed by the time of filing of the prospectus.
- a signed letter to the Commission from the auditor of the mutual fund prepared in accordance with the form suggested for this circumstance by the Handbook, if a financial statement of the mutual fund included in the pro forma prospectus is accompanied by an unsigned auditor’s report.
- A mutual fund that files a pro forma prospectus shall file the following with the pro forma prospectus:
- Additional Filing and Delivery Requirements for a Prospectus
- A mutual fund that files a prospectus shall file the following with the prospectus:
- a signed copy of the prospectus.
- a copy of any material contract, and a copy of any amendment to a material contract, of the mutual fund and not previously filed.
- if the manager of the mutual fund is incorporated, continued or organized under the laws of a foreign jurisdiction or resides outside of Canada, a submission to the jurisdiction and appointment of an agent for service of process of the manager of a mutual fund in Form 41-501F4, if it has not already been filed.
- any consents required by section 13.4 of Rule 41- 501.
- A mutual fund that files a prospectus shall deliver the following to the Commission with the prospectus:
- a copy of the prospectus blacklined to show changes and the text of deletions from the preliminary or pro forma prospectus.
- details of any changes to the personal information for the mutual fund since the delivery of that information in connection with the filing of the preliminary or pro forma prospectus.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to in this section.
- a comfort letter to the Commission from the auditor of the mutual fund prepared in accordance with the relevant standards of the Handbook, if an unaudited financial statement of the mutual fund is included in the prospectus.
- A mutual fund that files a prospectus shall file the following with the prospectus:
- Additional Filing and Delivery Requirements for an Amendment to a Prospectus
- A mutual fund that files an amendment to a prospectus shall file the following with the amendment:
- a copy of any material contract, and a copy of any amendment to a material contract, of the mutual fund and not previously filed.
- any consents required by section 13.4 of Rule 41- 501.
- A mutual fund that files an amendment to a prospectus shall deliver the following to the Commission with the amendment:
- if the amendment is in the form of an amended and restated prospectus, a copy of that document blacklined to show changes and the text of deletions from the prospectus.
- details of any changes to the personal information for the mutual fund since the delivery of that information in connection with the filing of the prospectus.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to in this subsection.
- if applicable, a comfort letter to the Commission from the auditor of the mutual fund prepared in accordance with the relevant standards of the Handbook.
- A mutual fund that files an amendment to a prospectus shall file the following with the amendment:
- Material Contracts - Despite any other provision of this Part, a mutual fund may delete commercial or financial information from the copy of an agreement of the mutual fund, its manager or trustee with a portfolio adviser or portfolio advisers of the mutual fund filed under this Part if the disclosure of that information could reasonably be expected to:
- prejudice significantly the competitive position of a party to the agreement; or
- interfere significantly with negotiations in which parties to the agreement are involved.
Part 8 Additional Filing And Delivery Requirements For A Mutual Fund That Prepares A Simplified Prospectus And Annual Information Form Under National Instrument 81-101
-
- Application - This Part applies only to a mutual fund that prepares a simplified prospectus and annual information form under National Instrument 81-101.
- Interpretation - The filing and delivery requirements contained in this Part are in addition to any other filing and delivery requirement imposed by securities legislation.
- Additional Filing and Delivery Requirements for a Preliminary Simplified Prospectus
- A mutual fund that files a preliminary simplified prospectus and preliminary annual information form under National Instrument 81-101 shall file the following with those documents:
- a signed copy of the preliminary annual information form.
- if the manager of the mutual fund is incorporated, continued or organized under the laws of a foreign jurisdiction or resides outside of Canada, a submission to the jurisdiction and appointment of an agent for service of process of the manager of a mutual fund in Form 41-501F4.
- A mutual fund that files a preliminary simplified prospectus and preliminary annual information under National Instrument 81-101 shall deliver the following to the Commission with those documents:
- any personal information for the mutual fund that has not been previously delivered to the Commission in connection with a simplified prospectus of another mutual fund managed by the manager.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to in this subsection.
- a signed letter to the Commission from the auditor of the mutual fund prepared in accordance with the form suggested for this circumstance by the Handbook, if a financial statement of the mutual fund incorporated by reference into the preliminary simplified prospectus is accompanied by an unsigned auditor’s report.
- A mutual fund that files a preliminary simplified prospectus and preliminary annual information form under National Instrument 81-101 shall file the following with those documents:
- Additional Filing and Delivery Requirements for a Pro Forma Simplified Prospectus
- A mutual fund that files a pro forma simplified prospectus under National Instrument 81-101 shall file, with the pro forma simplified prospectus, a submission to the jurisdiction and appointment of an agent for service of process of the manager of a mutual fund in Form 41-501F4, if the manager of the mutual fund is incorporated, continued or organized under the laws of a foreign jurisdiction or resides outside of Canada and if that document has not already been filed.
- A mutual fund that files a pro forma simplified prospectus under National Instrument 81-101 shall deliver the following to the Commission with the pro forma simplified prospectus:
- any personal information for the mutual fund that has not been previously delivered to the Commission in connection with a simplified prospectus of the mutual fund or another mutual fund managed by the manager.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to in this section.
- a signed letter to the Commission from the auditor of the mutual fund prepared in accordance with the form suggested for this circumstance by the Handbook, if a financial statement of the mutual fund incorporated by reference into the pro forma simplified prospectus is accompanied by an unsigned auditor’s report.
- Additional Filing and Delivery Requirements for a Simplified Prospectus
- A mutual fund that files a simplified prospectus and annual information form under National Instrument 81- 101 shall file the following with those documents:
- if the manager of the mutual fund is incorporated, continued or organized under the laws of a foreign jurisdiction or resides outside of Canada, a submission to the jurisdiction and appointment of an agent for service of process of the manager of a mutual fund in Form 41-501F4, if it has not already been filed.
- any consents required by section 13.4 of Rule 41-501.
- A mutual fund that files a simplified prospectus and annual information form shall deliver the following to the Commission with those documents:
- details of any changes to the personal information for the mutual fund since the delivery of that information in connection with the filing of the simplified prospectus.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to in this section.
- a comfort letter to the Commission from the auditor of the mutual fund prepared in accordance with the relevant standards of the Handbook, if an unaudited financial statement of the mutual fund is incorporated by reference into the simplified prospectus.
- A mutual fund that files a simplified prospectus and annual information form under National Instrument 81- 101 shall file the following with those documents:
- Additional Filing and Delivery Requirements for an Amendment to a Simplified Prospectus
- A mutual fund that files an amendment to a simplified prospectus or annual information form, or both, under National Instrument 81-101 shall file, with the amendment or amendments, any consents required by section 13.4 of Rule 41-501.
- A mutual fund that files an amendment to a simplified prospectus or annual information form, or both, under National Instrument 81-101 shall deliver the following to the Commission with the amendment or amendments:
- details of any changes to the personal information for the mutual fund since the delivery of that information in connection with the filing of the simplified prospectus.
- a completed Form 41-501F2 required by the Freedom of Information and Protection of Privacy Act for the collection of the personal information referred to in this section.
- if applicable, a comfort letter to the Commission from the auditor of the mutual fund prepared in accordance with the relevant standards of the Handbook.
Part 9 Prospectus Under Section 63 Of The Act
-
- Prospectus under Section 63 of the Act - A preliminary simplified prospectus, simplified prospectus, or pro forma simplified prospectus, in each case, prepared and filed in accordance with National Instrument 81-101, is a short form of prospectus or short form of pro forma prospectus, as the case may be, in prescribed form for the purposes of section 63 of the Act.
Part 10 Exemption From Subsection 81(2) Of The Act
-
- Exemption from Subsection 81(2) of the Act - Subsection 81(2) of the Act does not apply to a mutual fund that has obtained a receipt for a current prospectus or simplified prospectus.
Part 11 Exemption
-
- Exemption - The Director may grant an exemption to this Rule, in whole or in part, subject to such conditions or restrictions as may be imposed in the exemption.
- Evidence of Exemption - Without limiting the manner in which an exemption under section 11.1 may be evidenced, the issuance by the Director of a receipt for a prospectus or a simplified prospectus or an amendment to a prospectus or a simplified prospectus is evidence of the granting of the exemption for any form or content requirements relating to a prospectus or a simplified prospectus if
- the person or company that sought the exemption delivered to the Director, with the preliminary or pro forma prospectus or a simplified prospectus or at least 10 days before the issuance of a receipt in the case of an amendment, a letter or memorandum describing the matters relating to the exemption and indicating why consideration should be given to the granting of the exemption; and
- the Director has not sent written notice to the contrary to the person or company that sought the exemption before, or concurrent with, the issuance of the receipt.
Part 12 Effective Date
-
- Effective Date - This Rule comes into force on April 5, 2001.
Dated this 16th day of January, 2001.
(6875) 16
Ontario Securities Commission
Notice Of Minister Of Finance Approval Of Final Rule Under The Securities Act
Rule 31-506
Sro Membership - Mutual Fund Dealers
On April 6, 2001 the Minister of Finance approved Rule 31-506 SRO Membership - Mutual Fund Dealers (The “Rule”). The Rule was published in the Bulletin for comment in October 1997, June 1998 and June 2000. The Commission first made the Rule on October 10, 2000. The Minister returned the Rule to the Commission for further consideration on December 11, 2000. After taking into account the additional factors requested by the Minister, the Commission made the Rule for a second time on February 6, 2001.
The Rule will come into force on April 23, 2001 and will be published in the Ontario Gazette on April 21, 2001. This date is the “effective date” as defined in the Rule. As a result, the actions specified by Part 3 of the Rule to be taken by a date no later than the thirtieth day after the effective date must be taken by May 23, 2001.
The Rule is published in Chapter 5 of the OSC Bulletin.
April 12, 2001.
Ontario Securities Commission Rule 31-506
Sro Membership - Mutual Fund Dealers
Part 1 Definitions
-
- Definitions - In this Rule
“effective date” means the date that this Rule comes into force under section 4.1.
“Mfda” means the Mutual Fund Dealers Association of Canada, a self-regulatory organization for mutual fund dealers.
- Definitions - In this Rule
Part 2 Membership Required
-
- Membership Required - From and after July 2, 2002, a mutual fund dealer shall be a member of the Mfda.
Part 3 Application For Membership
-
- Mutual Fund Dealers on Effective Date - A mutual fund dealer which is a mutual fund dealer on the effective date shall file with the Mfda, no later than the thirtieth day after the effective date:
- an application for membership in the form prescribed by the Mfda; and
- the fees prescribed by the Mfda for the application for membership.
- New Applicants for Registration as Mutual Fund Dealers Before the Effective Date - A person or company that has applied to the Commission for registration as a mutual fund dealer before the effective date and that is not registered as a mutual fund dealer on the effective date shall file with the Mfda, no later than the thirtieth day after the effective date, the application for membership and fees referred to in section 3.1.
- New Applicants for Registration as Mutual Fund Dealers After the Effective Date
- Subject to subsection (2) , a person or company that applies to the Commission for registration as a mutual fund dealer after the effective date shall file with the Mfda:
- an application for membership in the form prescribed by the Mfda; and
- the fees prescribed by the Mfda for the application for membership on the same date as it files its application for registration with the Commission as a mutual fund dealer.
- If a person or company applies to the Commission for registration as a mutual fund dealer after the effective date, but before the end of the thirtieth day after the effective date, then it shall file the application and fees referred to in subsection (1) with the Mfda by the end of the thirtieth day after the effective date, and it is not required to file the specified documents on the same date as it files its application for registration with the Commission.
- Subject to subsection (2) , a person or company that applies to the Commission for registration as a mutual fund dealer after the effective date shall file with the Mfda:
- Mutual Fund Dealers on Effective Date - A mutual fund dealer which is a mutual fund dealer on the effective date shall file with the Mfda, no later than the thirtieth day after the effective date:
Part 4 Effective Date
-
- Effective Date for Rule - This Rule shall come into force on:
- the later of
- March 30, 2001, and
- that day which is 15 days after the Rule is approved by the Minister of Finance if the Minister of Finance approves the Rule; or
- April 30, 2001, if the Minister of Finance does not approve the Rule, reject it or return it for further consideration.
- the later of
- Effective Date for Rule - This Rule shall come into force on:
Part 5 Exemption
-
- Exemption - The Director may grant an exemption to this Rule, in whole or in part, subject to such conditions or restrictions as may be imposed in the exemption.
(6877) 16
Ministry of Tourism, Culture and Recreation
Order in Council
O.C. 775/2001
On the recommendation of the undersigned, the Lieutenant Governor, by and with the advice and concurrence of the Executive Council, orders that:
the works of art or objects of cultural significance listed in Schedule “A” attached hereto, which works or objects are to be on temporary exhibition at the National Gallery of Canada in Ottawa pursuant to an agreement between the National Gallery of Canada and the following Lenders:
- Graphische Sammlung Albertina (Vienna, Austria)
- Leopold Museum, Privatstiftung (Vienna, Austria)
- Neue Galerie der Stadt Linz (Linz, Austria)
- Oberösterreichisches Landesmuseum (O.Ö. Landesmuseum) (Linz, Austria)
- Österreichische Galerie Belvedere (Vienna, Austria)
- Österreichisches Museum für Angewandte Kunst (Vienna, Austria)
- Tiroler Landesmuseum Ferdinandeum (Innsbruck, Austria)
- Kunsthaus Zug (Zug, Switzerland)
- Moravská Galerie v Brno (Brno, Czech Republic)
- The National Gallery (London, England)
- Private Collection c/o Mr. Richard Nagy, Dover Street Gallery (London, England)
- Mr. Benedict A. Silverman / Richard Nagy (London, England)
- Private Collection c/o Mr. David Graham (London, England)
- Harvard University Art Museums (Cambridge, Ma, U.S.A.)
- National Gallery of Art (Washington, Dc, U.S.A.)
- Private Collection c/o Galerie St. Etienne (New York, Ny, U.S.A.)
- Allen Memorial Art Museum (Oberlin, Ohio, U.S.A.)
- Private Collection c/o The Estée Lauder 1994 Trust (New York, Ny, U.S.A.)
- The Metropolitan Museum of Art (New York, Ny, U.S.A.)
- The Museum of Modern Art (New York, Ny, U.S.A.) are hereby determined to be of cultural significance and the temporary exhibition of same in Ontario to be in the interest of the people of Ontario in accordance with the provisions of subsection 1(1) of the Foreign Cultural Objects Immunity from Seizure Act, R.S.O 1990, c.F.23.
Recommended
Timothy Patrick Hudak,
Minister of Tourism, Culture and Recreation
Concurred
R. W. Runciman,
Chair of Cabinet
Approved and Ordered, April 4th, 2001.
R. Roy Mcmurtry,
Administrator of the Government
Schedule A
Objects By Gustav Klimt On Loan To The National Gallery Of Canada
Country |
Title |
Description |
Lender |
Inventory No. |
|
---|---|---|---|---|---|
1. |
Austria |
Studie für Julia auf dem Totenbett |
Schwarze Kreide, weiß gehöht |
Graphische Sammlung Albertina |
27930 (Strobl 142) |
2. |
Austria |
Liegender weiblicher Akt (Studie für den Dionysonaltar) |
Schwarze Kreide, weiß gehöht |
Graphische Sammlung Albertina |
26751 (Strobl 179) |
3. |
Austria |
Thaleia und Melpomene |
Bleistift |
Graphische Sammlung Albertina |
36059 (Strobl 441) |
4. |
Austria |
Schwebender Männerakt, von unten gesehen “Medizin” |
Schwarze Kreide |
Graphische Sammlung Albertina |
23679 (Strobl 540) |
5. |
Austria |
Schwebende (“Medizin”) |
Schwarze Kreide |
Graphische Sammlung Albertina |
23664 (Strobl 621) |
6. |
Austria |
Übertragungsskizze für “Medizin” |
Schwarze Kreide, Bleistift |
Graphische Sammlung Albertina |
29545 (Strobl 605) |
7. |
Austria |
Sich umarmendes Paar (“Beethovenfries”) |
Schwarze Kreide |
Graphische Sammlung Albertina |
39325 (Strobl 325) |
8. |
Austria |
Stehender Mädchenakt (“Beethovenfries”) |
Schwarze Kreide |
Graphische Sammlung Albertina, Austria |
39324 (Strobl 785) |
9. |
Austria |
Frauenkopf im Dreiviertelprofil (“Beethovenfries”) |
Schwarze Kreide |
Graphische Sammlung Albertina |
39323 (Strobl 810) |
10. |
Austria |
Studie für “Hoffnung I" |
Schwarze Kreide |
Graphische Sammlung Albertina |
39038 (Strobl 3511 a) |
11. |
Austria |
Liegender Halbakt (“Wasserschlangen II”) |
Bleistift |
Graphische Sammlung Albertina |
39012 (Strobl 1401) |
12. |
Austria |
Studie für das Bildnis Margaret Stonborough- Wittgenstein |
Schwarze Kreide |
Graphische Sammlung Albertina |
29736 (Strobl 1270) |
13. |
Austria |
Kopfstudie nach rechts (“Erwartung” im Stoclet- Fries) |
Bleistift |
Graphische Sammlung Albertina |
26429 (Strobl 1903) |
14. |
Austria |
Stehender Akt von vorne (“Die Jungfrau”) |
Bleistift |
Graphische Sammlung Albertina |
23530 (Strobl 2194) |
15. |
Austria |
Liegender Akt nach rechts |
Roter Farbstift |
Graphische Sammlung Albertina |
32946 (Strobl 2446) |
16. |
Austria |
Sitzende Frau von vorne (Bildnis Friederike Maria Beer) |
Bleistift |
Graphische Sammlung Albertina |
37634 (Strobl 2537) |
17. |
Austria |
Liegender Halbakt mit erhobenem rechten Bein |
Bleistift |
Graphische Sammlung Albertina |
36633 (Strobl 1395) |
18. |
Austria |
Schwangere Frau (“Hoffnung II”) |
Bleistift, roter und blauer Farbstift |
Graphische Sammlung Albertina |
23527 (Strobl 1776) |
19. |
Austria |
Sitzender Halbakt mit verdecktem Gesicht (“Die Braut”) |
Bleistift |
Graphische Sammlung Albertina |
23546 (Strobl 2986) |
20. |
Austria |
Brustbild eines Mannes mit Mütze nach links (“Shakespeare Theater”) |
Schwarze Kreide, weiß gehöht |
Graphische Sammlung Albertina |
27925 (Strobl 154) |
21. |
Austria |
Stehende Schwangere mit Umhang (Studie zur Schwangeren im Bild “Hoffnung II”) |
Bleistift und schwarze Kreide / Papier |
Leopold Museum – Privatstiftung |
1305 |
22. |
Austria |
Liegendes nacktes Mädchen |
Bleistift / Papier |
Leopold Museum – Privatstiftung |
1333 |
23. |
Austria |
Brustbild eines Frauenaktes |
Bleistift / Papier |
Leopold Museum – Privatstiftung |
1336 |
24. |
Austria |
Sitzende von vorne mit orneamentiertem Umhang (Studie zu “Fräulein Lisa”) |
Bleistift / Papier |
Leopold Museum – Privatstiftung |
1340 |
25. |
Austria |
Stehende Schwangere nach rechts |
Blauer Farbstift / Papier |
Leopold Museum – Privatstiftung |
1350 |
26. |
Austria |
Stehende Dame (Studie zu “N. Stonborough- Wittgenstein”) |
Schwarze Kreide / Papier |
Leopold Museum – Privatstiftung |
1352 |
27. |
Austria |
Stehendes Liebespaar |
Bleistift / Papier |
Leopold Museum – Privatstiftung |
1353 |
28. |
Austria |
Masturbierende mit gegrätschten Beinen und rückwärts gelegtem Kopf |
Bleistift und weiße Kreide / Papier |
Leopold Museum – Privatstiftung |
1355 |
29. |
Austria |
Cows in a stall, 1900-01 |
oil on canvas |
Neue Galerie der Stadt Linz |
|
30. |
Austria |
Damenbildnis en face, 1917-18 |
oil on canvas |
Neue Galerie der Stadt Linz |
3 |
31. |
Austria |
Porträt Margaret Stonborough-Wittgenstein 1905 |
Roter Farbstift (red coloured pencil on paper) |
Neue Galerie der Stadt Linz |
559 |
32. |
Austria |
Portrait einer Dame |
Kreide weiß, gehöht (white chalk, high- lighted) |
Oberösterreichisches Landesmuseum (O.Ö. Landesmuseum) |
Ka 200 |
33. |
Austria |
Mädchen-Studie |
Bleistift (pencil) |
Oberösterreichisches Landesmuseum (O.Ö. Landesmuseum) |
Ha Ii 2434 |
34. |
Austria |
Stehende, Aktzeichnung |
Blaustift (blue pencil) |
Oberösterreichisches Landesmuseum (O.Ö. Landesmuseum) |
Ka 195 |
35. |
Austria |
Weiblicher Halbakt |
Rötel (red chalk) |
Oberösterreichisches Landesmuseum (O.Ö. Landesmuseum) |
Ka 197 |
36. |
Austria |
Johanna Staude |
Öl auf Leinwand (oil on canvas) |
Österreichische Galerie Belvedere |
5551 |
37. |
Austria |
Der Hofschauspieler Josef Lewinsky |
Öl auf Leinwand (oil on canvas) |
Österreichische Galerie Belvedere |
0494 |
38. |
Austria |
Three working drawings for the Stoclet Frieze of the Palais Stoclet in Brussels 1905-1909 |
pencil, water colour on drawing paper |
Österreichisches Museum für angewandte Kunst |
Lhg. 89a, b, c |
39. |
Austria |
Allegory of “Sculpture”, 1889 |
water colour, crayon, mounted on card board |
Österreichisches Museum für angewandte Kunst |
B.I. 21482 |
40. |
Austria |
Portrait of Josef Pembaur, 1890 |
oil on canvas |
Tiroler Landesmuseum Ferdinandeum |
1213 |
41. |
Switzerland |
Gartenlandschaft mit Bergkuppe, 1916 |
Öl auf Leinwand (oil on canvas) |
Kunsthaus Zug |
|
42. |
Czech Republic |
Head of a Girl, 1895-1900 |
pen on paper |
Moravská galerie v Brno |
B2784 |
43. |
England |
Portrait of Hermine Gallia, 1903-04 |
oil on canvas |
The National Gallery |
NG6434 |
44. |
England |
Three Ages of Woman |
Charcoal on paper |
Private Collection c/o Mr. Richard Nagy, Dover Street Gallery |
|
45. |
England |
Ria Munk on her death bed , c. 1910 |
oil on canvas |
Mr. Benedict A. Silverman / Richard Nagy |
|
46. |
England |
Farm Garden, 1907 |
oil on canvas |
Mr. David Graham |
|
47. |
U.S.A. |
Pear Tree, 1903 |
oil and casein on canvas |
Harvard University Art Museums |
BR66.4 |
48. |
U.S.A. |
Baby (Cradle) |
oil on canvas |
National Gallery of Art |
1978.41.1 |
49. |
U.S.A. |
Pine Forest Ii, 1901 |
oil on canvas |
Private Collection (c/o Galerie St. Etienne) |
|
50. |
U.S.A. |
Portrait of a Lady, 1897-98 |
Pastel |
Allen Memorial Art Museum |
|
51. |
U.S.A. |
Pale Face, 1907-08 |
The Estée Lauder 1994 Trust |
||
52. |
U.S.A. |
Pond at Schloss Kammer am Attersee, 1909-10 |
oil on canvas |
The Estée Lauder 1994 Trust |
|
53. |
U.S.A. |
Mäda Primavesi, (born 1903) |
oil on canvas |
The Metropolitan Museum of Art |
64.148 |
54. |
U.S.A. |
Two Studies for a Crouching Woman |
pencil on paper |
The Metropolitan Museum of Art |
1984.433.195 |
55. |
U.S.A. |
Reclining Nude |
pencil on paper |
The Metropolitan Museum of Art |
1984.433.199 |
56. |
U.S.A. |
Woman in Profile, 1898-99 |
Colored pencil |
The Museum of Modern Art |
910.79 |
57. |
U.S.A. |
Three Courtesans, 1907-10 |
Pencil |
The Museum of Modern Art |
11.57 |
58. |
U.S.A. |
Standing Woman in Kimono, 1917-18 |
pencil |
The Museum of Modern Art |
72.61 |
59. |
U.S.A. |
The Park, 1910 or earlier |
oil on canvas |
The Museum of Modern Art |
|
60. |
U.S.A. |
Hope Ii, 1907-08 |
oil on canvas |
The Museum of Modern Art |
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